compliance summit - ACES Summit

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international trade and sanctions compliance challenges on the global regulatory scale. NEW FOR 2017 theacesummit.com â€
COMPLIMENTARY REGISTRATION OFFERED ONLY TO CORPORATE COUNSEL, INTERNATIONAL TRADE AND COMPLIANCE EXECUTIVES

A.C.E.S. COMPLIANCE SUMMIT

PRODUCED BY

Anti-Corruption Export Controls Sanctions

A singular event exploring the nuanced intersections of ABAC, export controls post-ECR, international trade and sanctions compliance challenges on the global regulatory scale.

NEW FOR 2017

APRIL 18-19, 2017

THE MAYFLOWER HOTEL | WASHINGTON, DC

EXTENDED, TWO-PART SANCTIONS MASTER CLASS:

LED BY YOUR CONFERENCE CHAIRS:

Lynn Van Buren Assistant General Counsel, Global Trade Compliance Verizon

Deep Dive Regulatory & Enforcement Update on Hot Topics in Economic & Trade Sanctions

SMALL-GROUP ROUNDTABLE DISCUSSIONS DESIGNED TO FOSTER MORE INTIMATE DISCUSSION ON DISCRETE TOPICS INCLUDING:

Jonathan Rusch SVP, Head of Anti-Bribery & Corruption Governance Wells Fargo

• Effective Internal Controls for ABAC Compliance • Export Controls Considerations In Outsourcing and Cloud Services Engagements • Case Study: “So You Want to do Business in a Formerly-Sanctioned Country?” • ISO/DIS 37001 – Update on Anti-Bribery Systems Guidance for Companies

THE A.C.E.S. COMPLIANCE SUMMIT TRACK CHAIRS: Anti-Corruption/Anti-Bribery:

Export Controls/International Trade:

Joseph M. Azam Senior Vice President, Legal & Group Chief Compliance Officer News Corp

Howard Fields Senior Vice President & Counsel, Anti-Money Laundering, Sanctions, and Export Compliance Mastercard

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MEDIA PARTNERS

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WHAT IS THE A.C.E.S. COMPLIANCE SUMMIT? DIVERSITY OF THE AUDIENCE:

Fortune 250, 500, 1000, across all industries

SENIORITY OF THE AUDIENCE: General

Counsel, Chief Compliance Officers, International Trade Executives

3 EVENTS IN 1: YOUR ONE-STOP-SHOP GLOBAL TRADE COMPLIANCE EVENT Updated for 2017, new topics to be addressed will include: • Risk-Based Change Management Strategies for Overseeing Third Party, Vendor, Supplier & Partner Relationships in High Risk Markets • Accounting for the Digital Footprint of Data & Heightened Privacy Expectations on Your Global Approach to Investigations • Applications of the Use of “Smart Technology” to Anticipate and Proactively Address Fraud Across Your Global Operations • Real-Life Lessons Learned on How to Restore, Reset and Remodel Your Compliance Structure Post-Prosecution/ Settlement

EXCLUSIVELY IN-HOUSE. INCLUSIVELY CORPORATE EXECUTIVES. Complimentary attendance for in-house legal, compliance and international trade executives.

A SELF-GUIDED CONFERENCE EXPERIENCE Move freely between anti-bribery/anti-corruption and export controls/international trade track sessions. Newly updated for 2017 track sessions will include content on: • Disclosure, Declinations, Cooperation & Credit • ECR Fallout Mock Scenario – Living in the Aftermath of Export Control Reform • Global ABAC Update: Spotlight on Mexico • Spotlight on the FBI International Corruption Unit • Trade Compliance Health Check

CLE, CPE & ETHICS CLE, CPE and ETHICS credits to all attendees of the A.C.E.S. Compliance Summit.

To register, visit the website at www.theacesummit.com

DEVELOPED WITH INSIGHTS FROM MOMENTUM’S GLOBAL ANTI-CORRUPTION COMPLIANCE AND TRADE ADVISORY BOARDS Comprised of a select group of pre-qualified industry leaders, Momentum’s Global Anti-Corruption Compliance and Trade Advisory Boards provide guidance on the overall direction of Momentum’s global international trade and anti-corruption event portfolio, including the identification of relevant speakers, emerging hot topics and current and developing challenges in the global compliance landscape. Ben Bard VP, Global Chief Compliance Officer Archer Daniels Midland

Adrian Mebane Vice President, Deputy General Counsel The Hershey Company

Stephanie Cherny Sr. Mgr. and Counsel, Global Anti-Corruption and Legal Compliance; OFAC Legal Officer eBay

Laura J. Molinari Executive Counsel, International Trade Compliance GE Corporate Legal

Darrell Coleman Vice President, Trade Compliance DynCorp International

Matt Queler Principal Deloitte Financial Advisory Services LLP

Tom Donovan Director, Export Management Northrop Grumman Corporation

Catherine Razzano Assistant General Counsel & Director General Dynamics Corporation

Steven G. Gyeszly Group Counsel Marathon Oil Company

Gwen Romack Senior Director, Ethics & Compliance VMware

Karen Jones Director Trade Compliance Advanced Military Maintenance Repair & Overhaul Center (AMMROC)

Jeff Schwartz Global Trade Counsel, Ethics and Compliance Office Office of the General Counsel Hewlett Packard Enterprise

Mike Kostiw Vice President, Chief Ethics and Compliance Officer AECOM Ethics & Compliance Team Jennifer Maki Senior International Trade Counsel UTC

Kathlynn Self Vice President & Chief Compliance Officer Universal Weather and Aviation Natalia Shehadeh Vice President & Chief Compliance Officer Weatherford

FEATURING THOUGHT LEADERSHIP FROM OUR 2017 SPEAKER FACULTY:

To register, visit the website at www.theacesummit.com

WHO WILL YOU MEET AT A.C.E.S.? + HOURS OF NETWORKING TIME

5

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IN-HOUSE & CORPORATE + 200 EXECUTIVES

TAKE A LOOK AT WHO YOU’LL MEET ONSITE: v Representatives from a diverse cross-section of the Fortune 500 as well as mid-size organizations including senior corporate counsel, compliance and business executives with responsibility for: • International Trade • Internal/Global/Corporate/Government Investigations • ABAC - Anti-Bribery/Anti-Corruption/FCPA Compliance • Corporate Fraud • Export & Trade Controls • Compliance Training • Corporate/International Compliance • Risk Assessment • Ethics & Business Conduct • White Collar Crime & Litigation • Internal /Corporate Internal Audit • Government Enforcement & Regulation v “Who’s Who” of the International Trade bar, including counsel from the nation’s top-ranked practices, as well as counsel practicing in: • FCPA & Anti-Corruption/Anti-Bribery • International/Global Trade & Export Controls • Government and Internal Investigations v Expert forensic accountants and consultants who have been directly involved with recent high profile investigations and cases involving ABAC, global trade, export controls and sanctions compliance issues v Senior Government officials from • U.S. Department of Justice • Securities and Exchange Commission • Bureau of Industry and Security • U.S. Department of Commerce • U.S. Department of State

To register: theacessummit.com

• White Collar Crime • Litigation • Government Enforcement & Regulation

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AGENDA

DAY 1 // TUESDAY, APRIL 18, 2017 7:45AM Registration & Breakfast 8:30AM EVENT CHAIRS:

CO-CHAIRS OPENING REMARKS: WHAT A DIFFERENCE ONE YEAR MAKES – A RETROSPECTIVE REVIEW OF THE “ACES” LANDSCAPE AND LOOKING FORWARD AT THE IMPACT OF “ACES” COMPLIANCE ON THE GLOBAL BUSINESS LANDSCAPE Lynn Van Buren Assistant General Counsel, Global Trade Compliance Verizon Anti-Corruption/Anti-Bribery:

TRACK CHAIRS:

8:50AM

Jonathan Rusch SVP, Head of Anti-Bribery & Corruption Governance Wells Fargo Export Controls/International Trade:

Joseph M. Azam Senior Vice President, Legal & Group Chief Compliance Officer News Corp

Howard Fields Senior Vice President & Counsel, Anti-Money Laundering, Sanctions, and Export Compliance Mastercard

ACES COMPLIANCE ROUNDTABLE: TARGETS FOR ENFORCEMENT, COMMON COMPLIANCE LOOPHOLES AND GUIDANCE FOR ACHIEVING BEST IN CLASS COMPLIANCE During this session benefit from the opportunity to hear from key Government agencies representing the range of anti-corruption/anti-bribery, export controls, international trade and sanctions regulation and enforcement. Take note as the panel shares insights on current enforcement targets and priorities, discusses common compliance loopholes and shares perspectives on how companies can achieve best in class compliance. *Government speakers to be announced closer to the date of the event. Moderator: Matt Queler Principal Deloitte Financial Advisory Services LLP

10:00AM

Rachel M. Fiorill Section Chief, Enforcement Division Office of Foreign Assets Control U.S. Department of the Treasury

EXPLORING THE ABAC-INTERNATIONAL TRADE NEXUS: DIVERSE PERSPECTIVES ON KEY CHALLENGES FACING GLOBAL COMPLIANCE, LEGAL & TRADE EXECUTIVES Contract Negotiation, Due Diligence, JV’s/Strategic Acquisitions, Sales and Marketing, Management of Foreign Employees – all issues prone to global compliance challenges and ever more complicated by overlapping and intersecting regulatory schemes governing behavior including bribery, corruption and trade. Benefit during this session from the viewpoints of diverse executives representing various internal departments as they explore the complex regulatory landscape applicable to each issue and how their company has successfully tackled the issue while effectively allocating resources so as to preemptively identify risk and eliminate cross departmental redundancies. Luis Kolster Vice President, Deputy Chief Ethics & Compliance Officer Walmart International

11:00AM

Morning Networking and Refreshment Break

Eugene Laney Head of International Trade Affairs DHL Express

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AGENDA 11:20AM

RISK-BASED CHANGE MANAGEMENT STRATEGIES FOR EFFECTIVELY OVERSEEING THIRD PARTY, VENDOR, SUPPLIER & PARTNER RELATIONSHIPS IN HIGH RISK MARKETS Change has become the one constant in today’s global business environment. Driving corporate expansions and opening the door for new partnerships and market expansion, change can also present a unique set of spontaneous compliance challenges driven by overlapping, conflicting and sometimes non-existent or unclear foreign regulations. Carefully approaching the third party conversation through the lens of change management – whether driven by a change in the regulatory landscape or a change in a partnership/employment relationship – be engaged during this session in a thoughtful discussion that will explore key do’s and don’ts for effectively evaluating (or potentially re-evaluating) a reseller, distributor, contractor or potential partner relationship when driven by a pertinent change impactful on that relationship. Taking note to address innovative approaches to this topic, learn how automation can be utilized to streamline this process, as well as special considerations for undergoing this process when operating in high risk markets. Fred Alvarado Director of Corporate Compliance Nammo Inc.

Emily Lough Corporate Counsel & Chief Compliance Officer Maxwell Technologies, Inc.

Robert L. Chamberlain Director of Operations, Corporate Intelligence PwC

12:20PM

INVESTIGATIONS: FOCUS ON PRIVACY & PROCEDURE - ACCOUNTING FOR THE DIGITAL FOOTPRINT OF DATA & HEIGHTENED PRIVACY EXPECTATIONS ON YOUR GLOBAL APPROACH TO INVESTIGATIONS The past few years have been witness to an incredible period of evolution on the global privacy regulatory front, including the enactment of the EU-US Privacy Shield. Having a tremendous impact on how multi-national companies capture and treat data in the digital realm, investigations, whether initiated internally or externally, is an area that has been projected to be greatly impacted by changes in global privacy regulations. Considering the global nature of today’s workforce, the sensitive issue of privilege and the complexity of the procedure that is often required when undertaking a multi-jurisdictional investigation, it is critical that your organization remain up to speed on the current status of privacy regulations spanning the globe. A core component of this panel’s discussion, learn firsthand about the Commerce department’s work on cross border data flows as well as how one of the most critical tools utilized by companies to stress test and unearth weak spots within your organization – investigations – is being impacted by a growing trend towards individual privacy protections. Krysten Jenci Director, Office of Digital Services Industries International Trade Administration U.S. Department of Commerce Moderator: John Buretta Partner Cravath, Swaine & Moore LLP

1:00PM Networking Luncheon

Lisa M. Barksdale VP & Senior Compliance Manager Program Management TD Bank

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AGENDA

TRACK SESSIONS BEGIN During the following track sessions attendees will have the opportunity to break out into discussions contingent on your particular area of expertise or concern.

2:15-3:00PM — TRACK 1 TRACK A: ANTI-CORRUPTION/ANTI-BRIBERY

TRACK B: EXPORT CONTROLS/INTERNATIONAL TRADE

Disclosure, Declinations, Cooperation & Credit: A Retrospective Examination of Recent USDOJ Initiatives – On the Path to Robust and Transparent Enforcement Targeting FCPA Violations

Government Roundtable – Moving Forward Post-ECR – Perspectives from DDTC, BIS and DTSA on Lessons Learned from ECR, the Current State of Control Lists and Policy Moving Forward

“Voluntary self-disclosure,” “full cooperation,” “remediation,” “credit” – all key terms identified by the Fraud Section’s Pilot Program and similarly given a clearly-defined connotation in the Section’s April 2016-released Enforcement Plan and Guidance. Specifically designed to “motivate companies to voluntarily self-disclose FCPA-related misconduct, fully cooperate with the Fraud Section, and, where appropriate, remediate flaws in their controls and compliance programs,” the Pilot Program builds on the September 9, 2015, Individual Accountability memorandum issued by Deputy Attorney General Yates and commonly referred to as the Yates Memo. Now 1.5 years post-Yates Memo and by the date of this event, at the 1 year mark for the Pilot Program, hear during this session what impact the Yates Memo as guidance and the Pilot Program as a new procedural mechanism have had on – • Voluntary self-disclosures, the calculation of credit and company’s willingness to come forward • Declinations, NPAs and DPAs – when enough might be just enough • Prosecutions, prosecutors and their approach towards companies during investigation • Perceptions, expectations and the charging of compliance professionals

During this panel benefit from an opportunity to hear from the leadership of key regulatory agencies tasked with the oversight and implementation of ECR as they share an update on the current status of transition, outstanding transitionary items and lessons learned through the ECR process.

Pablo Quiñones Chief - Strategy, Policy and Training Unit, Fraud Section, Criminal Division U.S. Department of Justice *Government speakers to be announced closer to the date of the event.

Time will be reserved for open Q&A with the audience. *Government speakers to be announced closer to the date of the event. Moderator: Jeannette Chu Managing Director PwC

To register: theacessummit.com

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AGENDA

TRACK SESSIONS (CONTINUED) 3:00-3:45PM — TRACK 2 TRACK A: ANTI-CORRUPTION/ANTI-BRIBERY Spotlight Address: From the Office of the Whistleblower – Addressing OWB’s Areas of Focus for 2017 and Identifying Common Areas for Compliance Loopholes That Open the Door for Whistleblower Allegations “We want whistleblowers—and their employers— to know that employees are free to come forward without fear of reprisals.” – Sean McKessy, Chief, Office of the Whistleblower, 2011-2016 According to information released by the Office of the Whistleblower in its Annual Report analyzing data for Fiscal Year 2015 – • One area of focus for OWB was whether employers were using confidentiality, severance, and other kinds of agreements to interfere with an individual’s ability to report potential wrongdoing to the SEC • The most common complaint categories reported by whistleblowers were corporate disclosures and financials, offering fraud, and manipulation • California, New York, Texas, Florida, and New Jersey yielded the highest number of whistleblower tips, immediately followed by individuals in the United Kingdom, Canada, the People’s Republic of China, India, and Australia

TRACK B: EXPORT CONTROLS/INTERNATIONAL TRADE ECR Fallout Mock Scenario – Living in the Aftermath of Export Control Reform – A Commodities Classification & Licensing Case Study During this case study discussion benefit from the opportunity to troubleshoot and discuss in real-time the classification and licensing of various types of commodities under current trade regulations. Utilizing a real-life scenario to explore different types of products and technologies learn what the appropriate classification for each product/ technology would be and why based on current industry best practice, Government guidance and the current state of regulation. The session leaders will also share insights for handling items, products and technology where a conflict exists in classification determinations and definitions. Time will be reserved for open Q&A with the audience as well. Moderator: Tom Donovan Director, Export Management Northrop Grumman Corporation

Against this backdrop and thinking about your company’s global corporate operations, you are encouraged to come to this session with your most pressing questions to pose to the Office of the Whistleblower. Hear from the current leadership of the Office what its core areas of focus will be for 2017 as you are provided with invaluable insight into the “inputs” and “outputs” fueling the Office’s work. *Government speakers to be announced closer to the date of the event.

3:45PM Afternoon Networking & Refreshment Break

To register: theacessummit.com

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AGENDA 4:05-5:05PM

ROUNDTABLE DISCUSSIONS

During this time attendees will be offered the opportunity to break out into smaller roundtable discussions to engage in more intimate discussion with your peers on the topics that appeal most to you. Select one topic per segment. 4:05PM

A.

ROUNDTABLE SEGMENT 1

Effective Internal Controls for ABAC Compliance – Trouble-Spotting Red and Green Flags For Monitoring Accounts and Payments In Your Books & Records Richard Fruehauf Associate General Counsel-Corporate U.S. Steel Corporation

B.

Export Controls & Sanctions

4:35PM

A.

ROUNDTABLE SEGMENT 2

Gifts, Entertainment & Hospitality – Best Practices for Companies Operating in High Risk Markets Jonathan Zdimal Managing Director KPMG LLP

B.

UK Modern Slavery Act & Other Labor-Related Trade Restrictions – What You Don’t Know About Human Rights & Trafficking Regulations and Its Active Enforcement Could Hurt You Brooke Horiuchi Senior Counsel, International Law Group Orbital ATK, Inc.

5:05PM

SUMMIT ADJOURNS TO DAY TWO

5:05-6:15PM NETWORKING COCKTAIL RECEPTION

DAY 2 // WEDNESDAY, APRIL 18, 2017 8:30AM

OPENING REMARKS & KICKOFF DAY TWO

8:45AM

SANCTIONS MASTER CLASS: A DEEP DIVE REGULATORY & ENFORCEMENT UPDATE ON HOT TOPICS IN ECONOMIC & TRADE SANCTIONS Back by popular demand, take part in an in-depth exploration of current hot topics spanning the sanctions landscape. Divided this year into two segments, the first segment of the discussion will be dedicated to addressing up to the minute changes to global sanctions regulations and enforcement in key regions, while the second segment of the session will explore how corporate executives are effectively maintaining compliance within those same regions by troubleshooting specific scenarios utilizing real-life facts. Session Leader:

Segment 2 Discussion Leaders:

Kenneth Rivlin Partner, Head of Global Regulatory & Environmental Law Allen & Overy LLP Segment 1 Discussion Leader:

Vanessa Derenoncourt Senior Sanctions Advisor‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬‬ Office of Foreign Assets Control‬ U.S. Department of the Treasury

Jeff Odenwald Director for Export Compliance – Americas Flowserve Corporation T. James Min II VP, Int’l Trade Law & Global Head of Trade Law Practice Group DP-DHL Legal Department Ann Broecker ITC & Economic Sanctions Compliance Leader GE Capital

To register: theacessummit.com

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AGENDA 10:15AM

AI TO PREEMPTIVELY COMBAT FRAUD: EXPLORING APPLICATIONS OF THE USE OF “SMART TECHNOLOGY” TO ANTICIPATE AND PROACTIVELY ADDRESS FRAUD ACROSS YOUR GLOBAL OPERATIONS

11:00AM

Morning Networking and Refreshment Break

11:20AM

WORLD-CLASS TRAINING FOR ABAC COMPLIANCE: INNOVATIONS IN APPROACH AND EXECUTION Go beyond your standard training presentation as you hear from leading compliance officers who possess firsthand experience in building and implementing training programs as they share innovations in both approach and execution. Dive-in to today’s most persistent challenges for ensuring a corporate culture that acknowledges the importance of training as well as valuable tools, techniques and practices for delivering successful training that resonates from the top-down. Topics to be explored during this session will include: • Simplification techniques for debunking complex concepts for staff at various levels • Training fatigue - packaging and presentation techniques for keeping staff engaged in the training– when and how to add virtual/digital components to program to drive retention • Training on a budget – cost-friendly approaches for getting the job done globally • Targeted approaches for training staff by functional area and based on location (customized approaches for training c-suite and board level vs. sales and contract teams) Sergio V. Leal Chief Compliance Officer Layne

Janette Filbert VP and Anti-Corruption Compliance Officer Prudential Financial

Rashelle Tanner Attorney, Office of Legal Compliance Microsoft

12:00PM

REBUILDING THROUGH REMEDIATION: REAL-LIFE LESSONS LEARNED ON HOW TO RESTORE, RESET AND REMODEL YOUR COMPLIANCE STRUCTURE POST-PROSECUTION/SETTLEMENT As the saying goes, it can be easy to get into trouble, but often much harder to get out of trouble. Featuring a panel of legal and compliance experts, representing a diverse cross-section of industries and subject matter expertise, learn how your organization can benefit from the collective experiences of others as you are provided with insights into how your company can successfully recover and build a robust compliance program within your global organization post-investigation, settlement or prosecution. Each speaker will share lessons learned from the perspective of senior legal and compliance personnel who have helped lead the transformation of global corporate operations and drive the organization forward, including following – • The issuance of a consent decree • A compliance monitorship • Substantial monetary fine and high profile investigation • DPA or NPA Karen Jones Director Trade Compliance Advanced Military Maintenance Repair & Overhaul Center (AMMROC)

Ellen Hudock Chief Anti-Bribery and Corruption Investigations Counsel US Legal Operations GlaxoSmithKline

Matt Tanzer Vice President, Chief Ethics & Compliance Officer Johnson Controls

Monitor: Matt Queler Principal Deloitte Financial Advisory Services LLP

1:00PM Networking Luncheon

To register: theacessummit.com

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AGENDA

TRACK SESSIONS BEGIN During the following track sessions attendees will have the opportunity to break out into discussions contingent on your particular area of expertise or concern.

2:15-3:00PM — TRACK 1 TRACK A: ANTI-CORRUPTION/ANTI-BRIBERY

TRACK B: EXPORT CONTROLS/INTERNATIONAL TRADE

Global ABAC Update: Spotlight on Global Regulatory Initiatives Impacting on Anti-Bribery/Anti-Corruption Compliance across the Globe

Global Trade Spotlight – Spotlight on Global Regulatory Initiatives Impacting on International Trade Compliance across the Globe

Featuring the perspectives of local authorities and executives knowledgeable in recent changes to global regulatory regimes, benefit during this session from an overview of new and revised ABAC legislation, governmental shifts and enforcement initiatives within key global markets.

During this session benefit from a firsthand corporate perspective on current changes underway spanning the global regulatory landscape. Walk away from this session with a comprehensive overview of the evolving landscape within in key markets as well as insight into how your company can best position itself to potentially capitalize on new opportunities and updated regulatory regimes.

Roberto Martínez Yllescas Head of Center - Mexico/Latin America OECD

Sol Brody Vice President, Global Trade Raytheon

Moderator: Scott Maberry Partner Sheppard Mullin

3:00-3:45PM — TRACK 2 TRACK A: ANTI-CORRUPTION/ANTI-BRIBERY Spotlight on the FBI International Corruption Unit: Targeting Foreign Bribery and Kleptocracy through International Corruption Squads During this spotlight session benefit from the opportunity to hear from Supervisory Special Agent George McEachern, Head of the International Corruption Unit of the FBI as he provides an overview of his Unit’s operations, multi-agency cooperation and enforcement focus. Sharing insights into what the Unit’s current investigatory priorities are, learn how these international corruption squads have been able to successfully follow the “money trail” of bribery by partnering with overseas law enforcement counterparts, taking part in international working groups and coordinating with the DOJ’s Fraud Section and the SEC to conduct more comprehensive investigations. George McEachern Supervisory Special Agent Federal Bureau of Investigation

3:45PM Afternoon Networking & Refreshment Break

To register: theacessummit.com

TRACK B: EXPORT CONTROLS/INTERNATIONAL TRADE Trade Compliance Health Check: An Executive Guide to Performing an Effective Trade Compliance Risk Assessment - Practical Tips for Unearthing Weak Spots in Your International Trade Compliance Program Learn how to probe for and preemptively identify weak spots across your global trade operations with an eye towards developing an approach for monitoring high exposure transactions in high risk jurisdictions. Topics to be addressed during this session will include: • Insights for determining if your current compliance program is meeting the needs of your global trade operations • Practical tips for identifying common “trouble spots” in the global trade realm • Event and transactional-based benchmarks for when to take a deeper look into certain activities • Making the decision when and how to take corrective action based on findings from the assessment • Maintaining a record, capturing lessons learned and auditing the process for future assessments and duplication across jurisdictions Darrell Coleman Vice President, Trade Compliance DynCorp International

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AGENDA 4:00-5:30PM

ROUNDTABLE DISCUSSIONS

During this time attendees will be offered the opportunity to break out into smaller roundtable discussions to engage in more intimate discussion with your peers on the topics that appeal most to you. Select one topic per segment. 4:00PM ROUNDTABLE SEGMENT 1

A.

Case Study - “So You Want to do Business in a Formerly-Sanctioned Country”: Practical Tips for Ensuring Compliance with Key U.S. Regulations Before Entering the Local Market Randi J. Roberts Vice President, Compliance NBCUniversal, Inc.

B.

ISO/DIS 37001 – Update on Anti-Bribery Systems Guidance for Companies Gwen Romack Senior Director, Ethics & Compliance VMware

4:30PM

ROUNDTABLE SEGMENT 2

A.

The Wassenaar Arrangement – Trouble Shooting Solutions for Determining Classification and Exporting Items from Countries Who are Not a Member of the Arrangement

B.

Buyer and Seller Perspectives On Unique Export Controls Considerations In Outsourcing and Cloud Services Engagements Jeff Schwartz Global Trade Counsel, Ethics and Compliance Office Office of the General Counsel Hewlett Packard Enterprise

5:30PM

CLOSING REMARKS & THE ACES SUMMIT CONCLUDES. SEE YOU IN 2018!

ABOUT THE VENUE The Mayflower Hotel, Autograph Collection 1127 Connecticut Avenue NW, Washington, DC 20036 Toll-Free Reservation Center: 1.800.228.7697 The Mayflower Hotel, Autograph Collection has been a Washington, DC landmark since opening its doors over 90 years ago. Listed on the National Register of Historic Places, the hotel has been completely refreshed, offering a host of modern amenities, while still maintaining a sense of iconic luxury. Momentum has secured a block of rooms for attendees of the ACES Compliance Summit. Momentum’s reserved rate is $269/night, valid for a standard room booked by March 20, 2017. To reserve a room in Momentum’s block, please call 877.212.5752 or reserve your room online at https://aws.passkey.com/e/48985888

To register: theacessummit.com

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ABOUT MOMENTUM MISSION STATEMENT Momentum’s mission is to connect people through live experiences and foster the development of meaningful relationships for professional, political or social purposes. We bring together individuals with shared interests through the cultivation of valuable content from experts and provide the right environment for them to connect, share knowledge and learn.

NETWORKING LISTS

POST EVENT ACTIVATION WEBINARS

All attendees are provided with access to their fellow registered delegates in advance of the conference. Start developing relationships on your schedule.

We offer all attendees access to our complete schedule of webinars so you and your colleagues can continue learning and engaging with a community of your peers.

MOMENTUM CONNECT

MATCH AND MEET

A powered online community designed to enhance the networking experience associated with attending the event.

Services to help facilitate your introduction to the right people at the event to make your conference time even more productive.

MOMENTUM HOSTS Our pleasant and professional hand-picked team of greeters and problem-solvers have been specially trained to facilitate the best possible conference experience.

REGISTER TODAY! Whether you specialize in ABAC, export controls/international trade, sanctions or all three, The A.C.E.S. Compliance Summit offers a one-stop-shop for legal counsel, compliance and international trade executives to gain unparalleled access to key Government agencies, diverse global organizations and subject matter experts who will share cutting-edge tools and top-level strategies for addressing the foremost challenges across the international trade landscape.

COMPLIMENTARY REGISTRATION OFFERED ONLY TO CORPORATE COUNSEL, INTERNATIONAL TRADE AND COMPLIANCE EXECUTIVES If you are not in-house and would like to get involved, contact Alexandra Iyer, VP Sales & Strategy, at [email protected].

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@ Register online at theacesummit.com or email [email protected]