Warrants Monthly Update - October 2015 Month of:

Oct-15

Value Traded by Issuer Current Month

Trading Days: COMMONWEALTH BANK OF AUSTRALIA 0.2%

22

Period Ending:

30-Oct

Value Traded by Product Type Current Month Instalment Vanilla 9%

WESTPAC BANKING CORPORATION 1.8%

MINIs Commodity 0%

UBS INVESTMENTS AUSTRALIA PTY LTD 12.4%

Instalment Rolling 3%

MINIs Index 23%

Instalment Self funding 5%

UBS AG 1.9% RBS GROUP (AUSTRALIA) PTY LTD 0.5%

Structured Invest. Products 2%

THE ROYAL BANK OF SCOTLAND PLC 0.3%

MACQUARIE BANK LIMITED 2.5%

Trading Equity 16%

CITIWARRANTS (CITIGROUP GLOBAL MARKETS AUST P/L) 80.4%

Trading Index 0% KO Equity 0%

MINIs Equity 42%

Warrant Turnover - Value

$2,000

Value in $ millions

$1,800 $1,600

$1,400 $1,200 $1,000 $800 $600 $400 $200 $0

Oct-15

Oct-14

Oct-13

Oct-12

Oct-11

Oct-10

Oct-09

Oct-08

Oct-07

Oct-06

Oct-05

Warrants Value

1200

7000

1000

6000 5000

800

4000 600 3000 400

2000

200

1000

0

0

Oct-15

Oct-14

Month-end Totals

Oct-13

Oct-12

Oct-11

Oct-10

Oct-09

Oct-08

Oct-07

Oct-06

Oct-05

New Listings

Month-end Totals

New listings

Warrants - New Listings & Month-end Totals

Warrants Monthly Update - October 2015

%

179

54

TOTAL

Self funding

12

WESTPAC

71

UBS

10

111

UBS AG

270

Rolling

RBS PLC

Instalments

RBS

Vanilla

Warrant Type by Issuer

MACQUARIE

CBA

Oct-15 CITIWARRANTS

Month of:

5

38 74

250

351

11.7%

220

7.3%

959

31.8%

128

99

229

26

3

42

71

2.4%

2

4

0.1%

Endowments Structured Inv. Products DLC Warrants *

2

Trading

Equity

40

43

1.4%

Index

10

1

2

10

0.3%

KO Equity

26

26

0.9%

KO Index

7

7

0.2%

1,205

40.0%

73

2.4%

43

1.4%

Currency Commodity Knock-out

MINIs

Equity

1,205

Index

73

Commodity

43

TOTAL

1,964

81

77

154

114

365

2

255

3,012

* Dual Listed Company Warrant

$400

4,000

$350

3,500

$350

3,500

$300

3,000

$300

3,000

$250

2,500

$250

2,500

$200

2,000

$200

2,000

$150

1,500

$1